Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruben Richard RivasU.S. Bancorp Investments, Inc.Robert W. Baird & Co. Incorporated01-28-2020
Lisa M. PohlmanU.S. Bancorp Investments, Inc.The Huntington Investment Company12-18-2019
Tyler ClineU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.12-17-2019
Michael John HamiltonU.S. Bancorp Investments, Inc.Edward Jones12-09-2019
David Villarreal IIIU.S. Bancorp Investments, Inc.Morgan Stanley12-03-2019
Paul Arthur GoekeU.S. Bancorp Investments, Inc.Money Concepts Capital Corp12-03-2019
Jason Mark KurtzU.S. Bancorp Investments, Inc.Edward Jones12-02-2019
David WoldmanU.S. Bancorp Investments, Inc.Infinex Investments, Inc.12-02-2019
Christopher G. ClausonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-19-2019
Adam J. GallantU.S. Bancorp Investments, Inc.First Command Financial Planning, Inc.11-12-2019
Haochen Hu SneveU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-07-2019
Erin Denise JohnsonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-07-2019
Richard Lee Chambers Jr.U.S. Bancorp Investments, Inc.CUNA Brokerage Services, Inc.11-06-2019
Pamela PenaU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$10011-04-2019
Erica Ann GarnhartU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC$10010-24-2019
Andrew BlankenshipU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Jeffrey D. SchroederU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2019
Victor H. AvilaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-16-2019
Manuel OrtizU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-16-2019
Teodoro D. UytingbanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-15-2019
Jesse Thomas NehringU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-15-2019
Mardee M. FormalesU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-08-2019
Neil C. SchimkaU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-07-2019
Zachary Ryan LuneauU.S. Bancorp Investments, Inc.Edward Jones09-30-2019
Kyle Donald ClineU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.