Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Wells SchmutteU.S. Bancorp Investments, Inc.Chase Investment Services Corp.01-07-2009
Andrew Roy DaleU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC01-14-2009
Amy Lynne ShroffU.S. Bancorp Investments, Inc.ALPS Distributors, Inc.01-20-2009
Marvin Leroy GroomU.S. Bancorp Investments, Inc.New England Securities$10001-26-2009
Rodney Brian SmithU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-02-2009
Richard Joseph LucidoU.S. Bancorp Investments, Inc.Morgan Keegan & Company, Inc.02-05-2009
Jyoti NarsaiU.S. Bancorp Investments, Inc.LPL Financial LLC$25002-19-2009
Bruce Leroy BeamanU.S. Bancorp Investments, Inc.LPL Financial LLC$50002-19-2009
Gilbert Benjamin AcedoU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Angela Y. NganU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Thomas Howard ArthurU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-02-2009
Jerry Ruben FischerU.S. Bancorp Investments, Inc.Banc of America Investment Services, Inc.04-03-2009
Patrick Grant Mccliment-CallU.S. Bancorp Investments, Inc.Banc of America Investment Services, Inc.04-07-2009
Gregory Erich SchmidtU.S. Bancorp Investments, Inc.Wamu Investments, Inc.$20004-28-2009
Jonathan David EissU.S. Bancorp Investments, Inc.UBS Financial Services Inc.$92004-30-2009
Joseph Daniel OttU.S. Bancorp Investments, Inc.UBS Financial Services Inc.05-27-2009
David Roger OlnickU.S. Bancorp Investments, Inc.BNY Mellon Capital Markets, LLC06-01-2009
Carl Andrew AdkinsU.S. Bancorp Investments, Inc.UBS Financial Services Inc.06-18-2009
Mindi Grace SchaeferU.S. Bancorp Investments, Inc.Park Avenue Securities LLC06-22-2009
Wayne Allan HansonU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-06-2009
Hugh William Rhodes IIU.S. Bancorp Investments, Inc.Kiplinger Wealth Advisors07-13-2009
Charles David RidleyU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$50007-14-2009
Jason Reinhart PfitzingerU.S. Bancorp Investments, Inc.Banc of America Investment Services, Inc.07-15-2009
Jay Arek LamarU.S. Bancorp Investments, Inc.Sun Life Financial Distributors, Inc.$10007-27-2009
Seana ChungU.S. Bancorp Investments, Inc.Essex National Securities, LLC$25007-31-2009
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Showing 1 to 25 of 1,036 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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