Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael WisemanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.07-29-2019
Joseph William LamontU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.01-22-2019
Robert P. HaugU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-04-2018
Jared Michael CoxU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.08-29-2018
Jason M. ValloneU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.11-07-2017
Charles Patrick SmithU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$10010-30-2017
Natalie Rebekah BarnettU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-05-2016
Eric Daniel MaysU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.08-13-2015
Kalie H BaucomU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.09-30-2013
Steven Edward FarrisU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$15008-16-2013
Scott Timothy SimonU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$50008-16-2013
Kristi Dailey HillU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.06-25-2012
Frank N. CradduckU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.06-21-2012
Daren James SchiffmanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.06-12-2012
Douglas Leon CashU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.03-30-2012
Eric A HesseU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.03-12-2012
Frank Jerome GrossmanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$77012-30-2011
Michael Anthony NewU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-30-2011
Christine Lynn AsbachU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.11-14-2011
Vernos Kenneth WilliamsU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$10007-27-2011
Anthony Paul RahrigU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$50007-05-2011
Jonathan Eugene PattersonU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.09-30-2010
Raymond William MeyerU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$50009-07-2010
Phillip Earl WepkingU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.05-28-2010
Edmund Chester WojciechowskiU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$50004-22-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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