Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adolfo A. HerreraU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-27-2015
Anthony L. CatalanoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-13-2017
Arturo RiveraU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-08-2017
Chelsea D. WagersU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-21-2016
Dione T. Pulsoni HraschU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-23-2020
Dominic A. RotiU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-28-2014
Ericah Breann WatrousU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-13-2019
Inakshi Sunil SukhaniU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-03-2018
John Robert OrticelliU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-30-2013
Kristian Phillip MalcontentoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-08-2018
Manuel OrtizU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-16-2019
Mary M. BermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-21-2018
Megan D. RichterU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-04-2019
Melissa Ann FarmerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-02-2018
Melissa Elizabeth RosasU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-29-2016
Michael J DeleonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-29-2019
Najib HusainU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-09-2018
Neil C. SchimkaU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-07-2019
Nicholas Adam DevoreU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-16-2019
Phillip T. CalabreseU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-12-2017
Rocco Anthony Difranco Jr.U.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-17-2019
Rodney M. MontgomeryU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-07-2014
Sammy SpyridouliasU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC08-12-2015
Sarah Way KnightU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-27-2013

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.