Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason O. WillU.S. Bancorp Investments, Inc.Key Investment Services LLC05-31-2019
Phillip Victor SwayzeU.S. Bancorp Investments, Inc.Key Investment Services LLC05-13-2019
Chris Allan LuttmanU.S. Bancorp Investments, Inc.Key Investment Services LLC$50004-22-2019
Chad Patrick SannU.S. Bancorp Investments, Inc.Key Investment Services LLC03-18-2019
Jason M. HuynhU.S. Bancorp Investments, Inc.Key Investment Services LLC08-06-2018
Christopher William DollU.S. Bancorp Investments, Inc.Key Investment Services LLC04-26-2018
Kathy Lee SmithU.S. Bancorp Investments, Inc.Key Investment Services LLC10-23-2017
Scott Arven BurnsideU.S. Bancorp Investments, Inc.Key Investment Services LLC02-07-2017
Michael Allen Curley Jr.U.S. Bancorp Investments, Inc.Key Investment Services LLC12-19-2016
Anna Cathleen DempseyU.S. Bancorp Investments, Inc.Key Investment Services LLC07-14-2016
Jorge Alberto MartinezU.S. Bancorp Investments, Inc.Key Investment Services LLC04-25-2014
Kenneth Michael WachtendorfU.S. Bancorp Investments, Inc.Key Investment Services LLC$25001-30-2012
Tracy Lynn YoungU.S. Bancorp Investments, Inc.Key Investment Services LLC02-14-2011
Daniel Leon GuentherU.S. Bancorp Investments, Inc.Key Investment Services LLC$25002-01-2011
Jeffrey Scott FlammU.S. Bancorp Investments, Inc.Key Investment Services LLC10-25-2010
Derek Sloan FosterU.S. Bancorp Investments, Inc.Key Investment Services LLC$10008-31-2010
Matthew Mark KofronU.S. Bancorp Investments, Inc.Key Investment Services LLC$25006-15-2010
Michael Allan GarciaU.S. Bancorp Investments, Inc.Key Investment Services LLC06-01-2010
James Edward GraciaU.S. Bancorp Investments, Inc.Key Investment Services LLC$15003-29-2010
Jason Martin DuhonU.S. Bancorp Investments, Inc.Key Investment Services LLC02-22-2010
Tyson Andrew FarmerU.S. Bancorp Investments, Inc.Key Investment Services LLC01-29-2010
Andrew Michael LawrenceU.S. Bancorp Investments, Inc.Key Investment Services LLC08-05-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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