Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christine Lynn ErdmanU.S. Bancorp Investments, Inc.LPL Financial LLC08-15-2019
John Douglas WilliamsU.S. Bancorp Investments, Inc.LPL Financial LLC$13007-15-2019
Mohammed Safieddine AyalaU.S. Bancorp Investments, Inc.LPL Financial LLC03-14-2019
Tim Craig ViohlU.S. Bancorp Investments, Inc.LPL Financial LLC12-04-2018
Daniel David LottsU.S. Bancorp Investments, Inc.LPL Financial LLC07-16-2018
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC$10005-22-2018
Eric Reece McneilU.S. Bancorp Investments, Inc.LPL Financial LLC09-14-2017
John Matthew TannerU.S. Bancorp Investments, Inc.LPL Financial LLC03-20-2017
Heather Lynn RistanovicU.S. Bancorp Investments, Inc.LPL Financial LLC$10009-20-2016
Ryan Sanford LawsonU.S. Bancorp Investments, Inc.LPL Financial LLC02-16-2016
Matthew Craig McEathronU.S. Bancorp Investments, Inc.LPL Financial LLC05-29-2015
Eileen Mary KimU.S. Bancorp Investments, Inc.LPL Financial LLC05-18-2015
Gregory David TimmermanU.S. Bancorp Investments, Inc.LPL Financial LLC$50004-22-2015
George Steve AlkhouryU.S. Bancorp Investments, Inc.LPL Financial LLC09-08-2014
Julie M ClelandU.S. Bancorp Investments, Inc.LPL Financial LLC$10012-20-2012
Seth Adam PrescottU.S. Bancorp Investments, Inc.LPL Financial LLC$10012-17-2012
Eric Merle BriggsU.S. Bancorp Investments, Inc.LPL Financial LLC$10003-21-2012
Larry Keith Eggers Jr.U.S. Bancorp Investments, Inc.LPL Financial LLC$15010-17-2011
Mark T FrederickU.S. Bancorp Investments, Inc.LPL Financial LLC$50010-13-2011
Michael Larry MartinU.S. Bancorp Investments, Inc.LPL Financial LLC$10008-30-2011
Joseph Roderick CilleyU.S. Bancorp Investments, Inc.LPL Financial LLC$50005-17-2011
Christopher Michael WilkinsonU.S. Bancorp Investments, Inc.LPL Financial LLC$50005-11-2011
Wesley Jonathan RobbinsU.S. Bancorp Investments, Inc.LPL Financial LLC$10003-21-2011
Anton Klemens IIIU.S. Bancorp Investments, Inc.LPL Financial LLC$50010-18-2010
William Hohill SongU.S. Bancorp Investments, Inc.LPL Financial LLC09-30-2010
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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