Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jyoti NarsaiU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Gregory Erich SchmidtU.S. Bancorp Investments, Inc.Wamu Investments, Inc.$20004-28-2009
Francisco Javier RodriguezU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-15-2009
Daniel Ernest NeedlerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-26-2009
David Long EllisU.S. Bancorp Investments, Inc.Chase Investment Services Corp.11-02-2009
Rodney Alvin SandersU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$5001-05-2010
Adam R. PerezU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-16-2010
Leila ChaparianU.S. Bancorp Investments, Inc.Essex National Securities, LLC03-15-2010
Thet Bondoc ReyesU.S. Bancorp Investments, Inc.Essex National Securities, LLC03-15-2010
Angel U. Velasquez SiqueirosU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-31-2010
Ronald Timothy ClementU.S. Bancorp Investments, Inc.Chase Investment Services Corp.07-26-2010
Ilya V. CherbaU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-26-2010
James William SchusterU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-13-2010
Natalie Lynn TerrasasU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-31-2010
Leanne Kim SkellyU.S. Bancorp Investments, Inc.Uvest Financial Services Group, Inc.12-31-2010
Adrienne Marie AlvarezU.S. Bancorp Investments, Inc.Chase Investment Services Corp.01-10-2011
Barry Gale BrundageU.S. Bancorp Investments, Inc.Comerica Securities03-01-2011
Eric Michael SheffronU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-16-2011
Caleb C. MaherU.S. Bancorp Investments, Inc.Chase Investment Services Corp.04-15-2011
Elizabeth A. KilmerU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC$1003-29-2012
Darren Edward WatsonU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC04-16-2012
Deryk CherubiniU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-15-2012
Eric Michael YudisU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$5005-31-2012
Rosie M. PenaU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Carol Rita SymonsU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2012
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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