Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Klaudia CwanekU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.03-25-2020
Dione T. Pulsoni HraschU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-23-2020
Richard Lee Chambers Jr.U.S. Bancorp Investments, Inc.CUNA Brokerage Services, Inc.11-06-2019
Manuel OrtizU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-16-2019
Neil C. SchimkaU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-07-2019
David M RaschU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.09-23-2019
Ericah Breann WatrousU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-13-2019
Matthew Scott HiltonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.08-20-2019
Daniel A BriscoeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.07-22-2019
Nicholas Adam DevoreU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-16-2019
Felicia FelicianoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-16-2019
Rocco Anthony Difranco Jr.U.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-17-2019
Beau Emmanuel GutierrezU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.04-29-2019
Megan D. RichterU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-04-2019
Michael J DeleonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-29-2019
John RowoldtU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Mary M. BermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-21-2018
Patrick J. DugganU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC12-06-2018
Robert P. HaugU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-04-2018
Ashley Leandra OttensU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.11-28-2018
Robert J. Atko Jr.U.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.10-25-2018
Aaron M. RochholzU.S. Bancorp Investments, Inc.PNC Investments10-18-2018
Melissa Ann FarmerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-02-2018
Mark E. TyszkiewiczU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.08-09-2018
Terrence Joseph WardU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.