Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph LucidoU.S. Bancorp Investments, Inc.Morgan Keegan & Company, Inc.02-05-2009
Craig Gerald HombU.S. Bancorp Investments, Inc.Amcore Investment Services, Inc11-16-2009
Gary John BronnerU.S. Bancorp Investments, Inc.First Brokerage America, LLC11-30-2009
Richmond Antonio AshleyU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-25-2010
Edmund Chester WojciechowskiU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$5004-22-2010
Terrence Allen NewmanU.S. Bancorp Investments, Inc.Firstmerit Advisors, Inc.$10006-30-2010
Daniel Patrick ZubaU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-17-2010
Raymond William MeyerU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$5009-07-2010
Jonathan Eugene PattersonU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.09-30-2010
Mark Wesley RoachU.S. Bancorp Investments, Inc.Leumi Investment Services Inc.$5009-30-2010
Scott Gary BloomU.S. Bancorp Investments, Inc.Cetera Investment Services LLC10-18-2010
Ryan Paul WilletteU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-18-2010
Alan William BaumanU.S. Bancorp Investments, Inc.PNC Investments11-30-2010
Ernest Albert NewmanU.S. Bancorp Investments, Inc.Chase Investment Services Corp.04-11-2011
Carol Helen LarsonU.S. Bancorp Investments, Inc.Chase Investment Services Corp.05-31-2011
Kenneth Ray Koger Jr.U.S. Bancorp Investments, Inc.Chase Investment Services Corp.05-31-2011
Christopher Ryan KrzusU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$2506-27-2011
Anastacio Gamino Jr.U.S. Bancorp Investments, Inc.Chase Investment Services Corp.06-30-2011
Isaac Mrose LibermanU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2011
Anthony CibottiU.S. Bancorp Investments, Inc.Northern Trust Securities, Inc.10-12-2011
Mark T FrederickU.S. Bancorp Investments, Inc.LPL Financial LLC$5010-13-2011
Larry Keith Eggers Jr.U.S. Bancorp Investments, Inc.LPL Financial LLC$15010-17-2011
Frank Jerome GrossmanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-30-2011
Michael Anthony NewU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-30-2011
Eric A. HesseU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.03-12-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.