Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Maimboti DhliwayoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-03-2019
Christopher H YeungU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2019
Kyle Andrew OlsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC10-11-2018
Jason M. HuynhU.S. Bancorp Investments, Inc.Key Investment Services LLC08-06-2018
Garrett Ryan McGinnisU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-16-2018
Dane Alden BradfordU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$1003-30-2018
Ann Marie CoghillU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC03-12-2018
Delynn Michelle OtisU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-02-2018
Grayson Castle BiggsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-18-2017
Daniel Heath TerrallU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-28-2016
Nicholas Paul Anthony RubeoU.S. Bancorp Investments, Inc.Waddell & Reed08-17-2016
Anna Cathleen DempseyU.S. Bancorp Investments, Inc.Key Investment Services LLC07-14-2016
Nancy Lynn BeaudryU.S. Bancorp Investments, Inc.Waddell & Reed04-25-2016
Eric Vaughn SligerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-14-2016
Magdalena VlaicuU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-12-2015
Mark Thomas VihstadtU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-17-2014
Jorge Alberto MartinezU.S. Bancorp Investments, Inc.Key Investment Services LLC04-25-2014
Alicia Maria HernandezU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-25-2013
Julie M. ClelandU.S. Bancorp Investments, Inc.LPL Financial LLC12-20-2012
Seth Adam PrescottU.S. Bancorp Investments, Inc.LPL Financial LLC12-17-2012
Robert M. RubottomU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-23-2012
Michael Everett WilliamsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-22-2010

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.