Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Everett WilliamsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$2503-22-2010
Anton Klemens IIIU.S. Bancorp Investments, Inc.LPL Financial LLC10-18-2010
Sheila Blanche Lee PowellU.S. Bancorp Investments, Inc.Paulson Investment Company LLC10-25-2010
Robert M RubottomU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15007-23-2012
Seth Adam PrescottU.S. Bancorp Investments, Inc.LPL Financial LLC12-17-2012
Jeff A NizichU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$18004-01-2013
Alicia Maria HernandezU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$5006-25-2013
Jorge Alberto MartinezU.S. Bancorp Investments, Inc.Key Investment Services LLC04-25-2014
Mark Thomas VihstadtU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-17-2014
Magdalena VlaicuU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15005-12-2015
Nancy Lynn BeaudryU.S. Bancorp Investments, Inc.Waddell & Reed04-25-2016
Anna Cathleen DempseyU.S. Bancorp Investments, Inc.Key Investment Services LLC07-14-2016
Nicholas Paul Anthony RubeoU.S. Bancorp Investments, Inc.Waddell & Reed08-17-2016
Daniel Heath TerrallU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15009-28-2016
Grayson Castle BiggsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-18-2017
Delynn Michelle OtisU.S. Bancorp Investments, Inc.Cetera Investment Services LLC$2502-02-2018
Ann Marie CoghillU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC03-12-2018
Dane Alden BradfordU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-30-2018
Anthony James PilusoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-07-2018
Amanda L RainesU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-11-2018
Jason M HuynhU.S. Bancorp Investments, Inc.Key Investment Services LLC08-06-2018
Christopher Hong-Pui YeungU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2019
Chad Patrick SannU.S. Bancorp Investments, Inc.Key Investment Services LLC03-18-2019
Phillip Victor SwayzeU.S. Bancorp Investments, Inc.Key Investment Services LLC05-13-2019
Krista M Van SickleU.S. Bancorp Investments, Inc.Financial Advocates Investment Management07-23-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.