Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank J. CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Aimee Poovi Nadjoa Lolo GrantU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC07-01-2019
Donald Wade SteffinsU.S. Bancorp Investments, Inc.Edward Jones$2501-18-2019
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Mary Jean RorvikU.S. Bancorp Investments, Inc.TIAA-CREF Individual & Institutional Services, LLC07-17-2018
Megan Thorpe StanfieldU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-12-2018
Haley M. LemmU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-04-2018
Jedd R. CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-04-2017
Jeremy James DavisU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-13-2017
James Howard DockensU.S. Bancorp Investments, Inc.Fulcrum Capital, LLC09-18-2017
Joseph I. HermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-12-2017
Alison Anne CoacherU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-08-2016
Juan Luis IbarraU.S. Bancorp Investments, Inc.Investment Professionals, Inc.11-18-2016
Sue Park YoonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC10-14-2016
Levi Adam ThomasU.S. Bancorp Investments, Inc.CUSO Financial Services, L.P.03-07-2016
Beth J. ParsonsU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2016
Kimberly CooperU.S. Bancorp Investments, Inc.Edward Jones12-01-2015
Georgette Terry Ann DulebaU.S. Bancorp Investments, Inc.The Leaders Group, Inc.09-30-2015
Paul James StevickU.S. Bancorp Investments, Inc.Allstate Financial Services, LLC07-02-2015
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-10-2015
Allen Spencer KimU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5005-09-2014
Andrea Ringer KoslowskyU.S. Bancorp Investments, Inc.Edward Jones11-13-2013
Jeff A. NizichU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2504-01-2013
Todd William NicholsU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$10010-05-2012
Robert Jeffrey HawkinsU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2012
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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