Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Carla SchrammU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC$15009-12-2014
Christopher D. FetzerU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-31-2019
Christopher John LeweinU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$5005-31-2017
Dalip Singh ChadhaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Dawn Beveridge RipkeyU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.09-15-2015
Erik William ZippU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.07-07-2014
Erin Nicole MilesU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.10-28-2016
Gregory Robert BisserU.S. Bancorp Investments, Inc.PNC Investments$5003-31-2010
Jacob P. CoteU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.07-23-2018
Jacquelyn Marie GrafU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-13-2018
James Evan SarowU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$5001-04-2017
James Steven DennikU.S. Bancorp Investments, Inc.M&I Financial Advisors, Inc.$5003-02-2010
Jason Victor SponholtzU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-20-2019
Jay Arek LamarU.S. Bancorp Investments, Inc.Sun Life Financial Distributors, Inc.07-27-2009
John Marvin SchmittU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.06-10-2016
Karina GarayU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.03-07-2019
Kevin D McCloudU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.12-01-2016
Kevin Jay MaloneyU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.$1010-31-2017
Lindsey R WilkeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-01-2019
Marvin Leroy GroomU.S. Bancorp Investments, Inc.New England Securities01-26-2009
Meghan Barbara MarciniakU.S. Bancorp Investments, Inc.Pruco Securities, LLC.01-15-2015
Perry Brennan WorzellaU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10005-28-2010
Peter Gerard KoleskeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-12-2018
Scott Matthew BiertzerU.S. Bancorp Investments, Inc.Associated Investment Services, Inc.09-21-2015
Susan Kaye DvoracekU.S. Bancorp Investments, Inc.INVEST Financial Corporation05-18-2015
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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