Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Adam DevoreU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-16-2019
Felicia FelicianoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-16-2019
John Douglas WilliamsU.S. Bancorp Investments, Inc.LPL Financial LLC$1307-15-2019
Christopher S. DerstineU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Aimee Poovi Nadjoa Lolo GrantU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC07-01-2019
Debra Jill Shibou-SlavinU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.06-17-2019
Rocco Anthony Difranco Jr.U.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-17-2019
Eric Wenqi MaU.S. Bancorp Investments, Inc.HSBC Securities (USA) Inc.06-17-2019
Jesse Richard NavarroU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-14-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC06-13-2019
Brian James KohoutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-13-2019
Xavier HorsfallU.S. Bancorp Investments, Inc.PFS Investments Inc.06-03-2019
Christopher D. FetzerU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-31-2019
Jason O. WillU.S. Bancorp Investments, Inc.Key Investment Services LLC05-31-2019
Dwayne W. MitchellU.S. Bancorp Investments, Inc.Fidelity Personal and Workplace Advisors05-30-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
David Jacob BarraganU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-22-2019
Patrick Carl GherityU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.05-20-2019
Jason Victor SponholtzU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-20-2019
Deborah Lee-KavousiU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Esper B. ElhelouU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Phillip Victor SwayzeU.S. Bancorp Investments, Inc.Key Investment Services LLC05-13-2019
Beau Emmanuel GutierrezU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.04-29-2019
Dalip Singh ChadhaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.