Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert M. Ryan, Craig A. LewisUBS Financial ServicesMorgan Stanley Wealth Management$35002-15-2019
Jamie Schade, Mark HenestofelUBS Financial ServicesBank of America Merrill Lynch$50010-05-2018
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial ServicesJPMorgan Chase & Co.03-23-2018
Brad Frederickson, Jeff FredericksonUBS Financial ServicesWells Fargo Advisors$40002-14-2018
Drew WilliamsonUBS Financial ServicesBank of America Merrill Lynch$30011-30-2017
James Schillaci, Kevin Johns, Brian WenstrupUBS Financial ServicesBank of America Merrill Lynch$33511-30-2017
Jay Edzards, John CromlingUBS Financial ServicesBank of America Merrill Lynch$32111-30-2017
Michael Holland, Zach NewbyUBS Financial ServicesBank of America Merrill Lynch$56811-30-2017
Joseph LauricellaUBS Financial ServicesBank of America Merrill Lynch$7011-03-2017
Rod Loewenthal, Kevin Kamholz, Betsy Mason, Justin McIntireUBS Financial ServicesBank of America Merrill Lynch$90011-03-2017
Joseph CaselleUBS Financial ServicesBank of America Merrill Lynch$25009-29-2017
Thomas MelohnUBS Financial ServicesMorgan Stanley Wealth Management$20009-29-2017
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
Brian Meulebrouck, George AndresUBS Financial ServicesBank of America Merrill Lynch$22007-12-2017
Jackie Kunkel, Don KunkelUBS Financial ServicesBank of America Merrill Lynch$75507-12-2017
Christopher Aitken, Shelby Aitken, and Ken TonningUBS Financial ServicesBank of America Merrill Lynch$90005-17-2017
Michael Miremadi, Christopher Heintz, Teresa UzetaUBS Financial ServicesBank of America Merrill Lynch$20005-05-2017
Steven Goldman, Lynn Fryckberg, Douglas Pires, Lulu Xu, Jordan CotterUBS Financial ServicesMorgan Stanley Wealth Management$37808-17-2016
Rodney Haug, Oliver DudaUBS Financial ServicesMorgan Stanley Wealth Management$60006-10-2016
Jeffrey AlecciUBS Financial ServicesMorgan Stanley Wealth Management$20005-26-2016
Don Donnally, David GreenmanUBS Financial ServicesJPMorgan Chase & Co.$59011-03-2015
Mark C. HutchinsonUBS Financial ServicesCredit Suisse Wealth Services$20411-03-2015
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9410-09-2015
Neil Short UBS Financial ServicesJPMorgan Chase & Co.$10510-09-2015
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-03-2015
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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