Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Spence & TeamUBS Financial ServicesRBC Wealth Management$40004-16-2009
David Ciccone, Robert Taylor, Tom HarsanyiUBS Financial ServicesBank of America Merrill Lynch$21004-21-2010
Nicholas YrizarryUBS Financial ServicesNicholas Yrizarry & Associates$10605-07-2010
Thomas Bishop, Ronald Cole, Devin DarcangeloUBS Financial ServicesMorgan Stanley Wealth Management$19105-14-2010
Douglas Johnson, Daniel LeganUBS Financial ServicesMorgan Stanley Wealth Management$38005-17-2010
Christopher Neri, Kevin Pacciano, Gary HardenUBS Financial ServicesBank of America Merrill Lynch$35006-06-2010
Stephen McDonald, John HendersonUBS Financial ServicesBank of America Merrill Lynch$29406-29-2010
David WinchellUBS Financial ServicesBank of America Merrill Lynch$11907-09-2010
Marvin GriffinUBS Financial ServicesMorgan Stanley Wealth Management$10207-09-2010
Trevor Fahr, David Folmnsbee, Andrew Noone, Ryan AndersonUBS Financial ServicesGoldman Sachs$55807-15-2010
Paul Gilman, Marshall HagenUBS Financial ServicesMorgan Stanley Wealth Management$29607-16-2010
Nina HakimUBS Financial ServicesBank of America Merrill Lynch$30008-31-2010
Raymond SchmidtkeUBS Financial ServicesMorgan Stanley Wealth Management$10008-31-2010
John Walsh, Kenneth WhiteUBS Financial ServicesMorgan Stanley Wealth Management$18309-07-2010
Martin McLaughlin Sr., Martin McLaughlin Jr.UBS Financial ServicesWells Fargo Advisors$18009-07-2010
David CreaseyUBS Financial ServicesBank of America Merrill Lynch$109-10-2010
Tom JenkinsUBS Financial ServicesBank of America Merrill Lynch$45009-13-2010
Jack SchecterUBS Financial ServicesMorgan Stanley Wealth Management$43009-14-2010
Randall Marsh, Andrew PlumUBS Financial ServicesBank of America Merrill Lynch$10009-23-2010
Richard Hausler, Lawrence JayUBS Financial ServicesMorgan Stanley Wealth Management$22510-07-2010
Frank Scicchitano, Mark FultonUBS Financial ServicesWells Fargo Advisors$10010-14-2010
John Coleman, Elaine FitzgeraldUBS Financial ServicesBank of America Merrill Lynch$5011-04-2010
Roger Stephens, Dan Rothenberg, Theodore FisherUBS Financial ServicesMorgan Stanley Wealth Management$211-09-2010
Troy Bryant, Eric Watson, Bart Gibson, William Murphy, Kyle Harris, Eric Buckner, Philip Lazzari, Mark StevensUBS Financial ServicesBank of America Merrill Lynch$50011-19-2010
Philip Jordan, Irving SilverUBS Financial ServicesBank of America Merrill Lynch$80011-23-2010
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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