Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ajay Desai, John Staab, Frank PellicoriUBS Financial ServicesMorgan Stanley Wealth Management$111-08-2011
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$508-16-2015
Andrew C. OberUBS Financial ServicesBank of America Merrill Lynch$16004-22-2015
Arthur W. Bartholomew IIIUBS Financial ServicesMorgan Stanley Wealth Management$20011-13-2013
Baldwin, Naples, AssociatesUBS Financial ServicesBank of America Merrill Lynch$47001-27-2012
Barry MitchellUBS Financial ServicesBank of America Merrill Lynch$29012-06-2011
Blake Pratz, Jo SimmonsUBS Financial ServicesMorgan Stanley Wealth Management$22312-01-2010
Brad Benter, Ken Abady, Steve DeMatteoUBS Financial ServicesMorgan Stanley Wealth Management04-26-2011
Brad Frederickson, Jeff FredericksonUBS Financial ServicesWells Fargo Advisors$40002-14-2018
Bret Petersen, Darrel SwientonUBS Financial ServicesMorgan Stanley Wealth Management$8005-11-2011
Brian Meulebrouck, George AndresUBS Financial ServicesBank of America Merrill Lynch$22007-12-2017
Brian ZalewskiUBS Financial ServicesMorgan Stanley Wealth Management$11008-25-2011
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-06-2013
C. Harvey Rice, Haley Hill, David Halvorsen, Jennifer Burkhardt-Blevins, Mark GrowUBS Financial ServicesU.S. Trust Bank of America Private Wealth Management$80002-02-2011
Charles D. DayUBS Financial ServicesMorgan Stanley Wealth Management$18109-24-2014
Charles Stoner, Eileen StonerUBS Financial ServicesMorgan Stanley Wealth Management$30006-17-2011
Christopher Aitken, Shelby Aitken, and Ken TonningUBS Financial ServicesBank of America Merrill Lynch$90005-17-2017
Christopher Neri, Kevin Pacciano, Gary HardenUBS Financial ServicesBank of America Merrill Lynch$35006-06-2010
Christopher S. Gaal, Jeffrey C. HamiltonUBS Financial ServicesBank of America Merrill Lynch$57510-29-2013
Dan RebmannUBS Financial ServicesBank of America Merrill Lynch03-31-2011
David Ciccone, Robert Taylor, Tom HarsanyiUBS Financial ServicesBank of America Merrill Lynch$21004-21-2010
David CreaseyUBS Financial ServicesBank of America Merrill Lynch$109-10-2010
David MandelUBS Financial ServicesBank of America Merrill Lynch$17510-29-2013
David Scharff, Colin Kowalski, Gary VanceUBS Financial ServicesMorgan Stanley Wealth Management$18405-23-2011
David ShorrUBS Financial ServicesMorgan Stanley Wealth Management$35502-07-2012
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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