Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark J. Grueninger, Benjamin C. SauerUBS Financial ServicesBank of America Merrill Lynch02-14-2014
James 'Brad' Cross, Brad VannelliUBS Financial ServicesBank of America Merrill Lynch03-08-2012
Larry SchnaidUBS Financial ServicesRBC Wealth Management03-08-2012
Shawn Shafer, James Forsyth, Steven MillerUBS Financial ServicesMorgan Stanley Wealth Management01-11-2012
Brad Benter, Ken Abady, Steve DeMatteoUBS Financial ServicesMorgan Stanley Wealth Management04-26-2011
Dan RebmannUBS Financial ServicesBank of America Merrill Lynch03-31-2011
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial ServicesJPMorgan Chase & Co.03-23-2018
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$111-17-2014
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$103-07-2013
Ajay Desai, John Staab, Frank PellicoriUBS Financial ServicesMorgan Stanley Wealth Management$111-08-2011
Renato Reali, Paul Vigue, William PlattUBS Financial ServicesMorgan Stanley Wealth Management$103-09-2011
David CreaseyUBS Financial ServicesBank of America Merrill Lynch$109-10-2010
Glenn Arthurs, Chris Malof, Jay Blair, Wyatt ArthursUBS Financial ServicesMorgan Stanley Wealth Management$208-10-2015
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$207-31-2013
Roger Stephens, Dan Rothenberg, Theodore FisherUBS Financial ServicesMorgan Stanley Wealth Management$211-09-2010
Mark Binder, Craig Chiate, Glenn Oratz, Scott BrownUBS Financial ServicesBank of America Merrill Lynch$310-29-2013
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$408-16-2013
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$508-16-2015
John Coleman, Elaine FitzgeraldUBS Financial ServicesBank of America Merrill Lynch$5011-04-2010
John L. GreeneUBS Financial ServicesBank of America Merrill Lynch$6312-11-2014
Joseph LauricellaUBS Financial ServicesBank of America Merrill Lynch$7011-03-2017
Bret Petersen, Darrel SwientonUBS Financial ServicesMorgan Stanley Wealth Management$8005-11-2011
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9410-09-2015
Jason Taraszki UBS Financial ServicesBank of America Merrill Lynch$10012-02-2013
Howard Leon, Anthony MazzoUBS Financial ServicesOppenheimer$10007-28-2011
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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