Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark J. Grueninger, Benjamin C. SauerUBS Financial ServicesBank of America Merrill Lynch02-14-2014
James 'Brad' Cross, Brad VannelliUBS Financial ServicesBank of America Merrill Lynch03-08-2012
Larry SchnaidUBS Financial ServicesRBC Wealth Management03-08-2012
Shawn Shafer, James Forsyth, Steven MillerUBS Financial ServicesMorgan Stanley Wealth Management01-11-2012
Brad Benter, Ken Abady, Steve DeMatteoUBS Financial ServicesMorgan Stanley Wealth Management04-26-2011
Dan RebmannUBS Financial ServicesBank of America Merrill Lynch03-31-2011
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial ServicesJPMorgan Chase & Co.03-23-2018
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$111-17-2014
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$103-07-2013
Ajay Desai, John Staab, Frank PellicoriUBS Financial ServicesMorgan Stanley Wealth Management$111-08-2011
Renato Reali, Paul Vigue, William PlattUBS Financial ServicesMorgan Stanley Wealth Management$103-09-2011
David CreaseyUBS Financial ServicesBank of America Merrill Lynch$109-10-2010
Glenn Arthurs, Chris Malof, Jay Blair, Wyatt ArthursUBS Financial ServicesMorgan Stanley Wealth Management$208-10-2015
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$207-31-2013
Roger Stephens, Dan Rothenberg, Theodore FisherUBS Financial ServicesMorgan Stanley Wealth Management$211-09-2010
Mark Binder, Craig Chiate, Glenn Oratz, Scott BrownUBS Financial ServicesBank of America Merrill Lynch$310-29-2013
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$408-16-2013
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$508-16-2015
John Coleman, Elaine FitzgeraldUBS Financial ServicesBank of America Merrill Lynch$5011-04-2010
John L. GreeneUBS Financial ServicesBank of America Merrill Lynch$6312-11-2014
Joseph LauricellaUBS Financial ServicesBank of America Merrill Lynch$7011-03-2017
Bret Petersen, Darrel SwientonUBS Financial ServicesMorgan Stanley Wealth Management$8005-11-2011
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9410-09-2015
Jason Taraszki UBS Financial ServicesBank of America Merrill Lynch$10012-02-2013
Howard Leon, Anthony MazzoUBS Financial ServicesOppenheimer$10007-28-2011
Next Page »

Showing 1 to 25 of 128 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.