Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Reinhold, Derek ReinholdUBS Financial ServicesMorgan Stanley Wealth Management$14410-15-2013
E. Gray Smith IIIUBS Financial ServicesMorgan Stanley Wealth Management$34508-27-2013
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$408-16-2013
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-06-2013
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$207-31-2013
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial ServicesBank of America Merrill Lynch$27005-31-2013
Stephen J. FishUBS Financial ServicesHilliard Lyons$47505-30-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Wealth Management$32004-03-2013
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$103-07-2013
Jamie Hilton, Kara MuselerUBS Financial ServicesMorgan Stanley Wealth Management$30002-01-2013
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Wealth Management$42311-02-2012
Timothy J. MulroyUBS Financial ServicesMorgan Stanley Wealth Management$17510-19-2012
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20010-18-2012
Myron T. BarkerUBS Financial ServicesBank of America Merrill Lynch$20008-17-2012
Mike Clancy, Brad Anderson, Steve BurchUBS Financial ServicesBank of America Merrill Lynch$15006-18-2012
Ellentuck Wealth Management GroupUBS Financial ServicesMorgan Stanley Wealth Management$34004-13-2012
The Pierce/Kyle GroupUBS Financial ServicesMorgan Stanley Wealth Management$23604-13-2012
Wright Ramage Wealth Management GroupUBS Financial ServicesMorgan Stanley Wealth Management$38004-13-2012
Palumbo, Short, D'Amato, Dixon GroupUBS Financial ServicesBank of America Merrill Lynch$75004-01-2012
Matthew Kilgroe, Peter Frantzis,Tommy KidwellUBS Financial ServicesBank of America Merrill Lynch$54003-20-2012
James 'Brad' Cross, Brad VannelliUBS Financial ServicesBank of America Merrill Lynch03-08-2012
Larry SchnaidUBS Financial ServicesRBC Wealth Management03-08-2012
David ShorrUBS Financial ServicesMorgan Stanley Wealth Management$35502-07-2012
Steve Eubanks, Michael LappinUBS Financial ServicesBank of America Merrill Lynch$75002-07-2012
Baldwin, Naples, AssociatesUBS Financial ServicesBank of America Merrill Lynch$47001-27-2012
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Showing 51 to 75 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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