Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Reinhold, Derek ReinholdUBS Financial ServicesMorgan Stanley Wealth Management$14410-15-2013
E. Gray Smith IIIUBS Financial ServicesMorgan Stanley Wealth Management$34508-27-2013
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$408-16-2013
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-06-2013
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$207-31-2013
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial ServicesBank of America Merrill Lynch$27005-31-2013
Stephen J. FishUBS Financial ServicesHilliard Lyons$47505-30-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Wealth Management$32004-03-2013
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$103-07-2013
Jamie Hilton, Kara MuselerUBS Financial ServicesMorgan Stanley Wealth Management$30002-01-2013
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Wealth Management$42311-02-2012
Timothy J. MulroyUBS Financial ServicesMorgan Stanley Wealth Management$17510-19-2012
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20010-18-2012
Myron T. BarkerUBS Financial ServicesBank of America Merrill Lynch$20008-17-2012
Mike Clancy, Brad Anderson, Steve BurchUBS Financial ServicesBank of America Merrill Lynch$15006-18-2012
Ellentuck Wealth Management GroupUBS Financial ServicesMorgan Stanley Wealth Management$34004-13-2012
The Pierce/Kyle GroupUBS Financial ServicesMorgan Stanley Wealth Management$23604-13-2012
Wright Ramage Wealth Management GroupUBS Financial ServicesMorgan Stanley Wealth Management$38004-13-2012
Palumbo, Short, D'Amato, Dixon GroupUBS Financial ServicesBank of America Merrill Lynch$75004-01-2012
Matthew Kilgroe, Peter Frantzis,Tommy KidwellUBS Financial ServicesBank of America Merrill Lynch$54003-20-2012
James 'Brad' Cross, Brad VannelliUBS Financial ServicesBank of America Merrill Lynch03-08-2012
Larry SchnaidUBS Financial ServicesRBC Wealth Management03-08-2012
David ShorrUBS Financial ServicesMorgan Stanley Wealth Management$35502-07-2012
Steve Eubanks, Michael LappinUBS Financial ServicesBank of America Merrill Lynch$75002-07-2012
Baldwin, Naples, AssociatesUBS Financial ServicesBank of America Merrill Lynch$47001-27-2012
« Previous PageNext Page »

Showing 51 to 75 of 128 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.