Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Shafer, James Forsyth, Steven MillerUBS Financial ServicesMorgan Stanley Wealth Management01-11-2012
Barry MitchellUBS Financial ServicesBank of America Merrill Lynch$29012-06-2011
Mario Afram, Carl Ekroth, Harish JashnaniUBS Financial ServicesMorgan Stanley Wealth Management$25012-06-2011
Ajay Desai, John Staab, Frank PellicoriUBS Financial ServicesMorgan Stanley Wealth Management$111-08-2011
Nick Abdy, Jonathan MitchellUBS Financial ServicesWells Fargo Advisors$30809-13-2011
Brian ZalewskiUBS Financial ServicesMorgan Stanley Wealth Management$11008-25-2011
Frederick Schultz, Lloyd Seested, David Andreadis, Richard Haskin, Eric Teichberg, Karen Ben-ShlaushUBS Financial ServicesMorgan Stanley Wealth Management$65908-11-2011
Dennis Dougherty, Bryan WhiteUBS Financial ServicesWells Fargo Advisors$12008-10-2011
Davis De Montluzin, Michael Melnyk, Carolyn SmithUBS Financial ServicesBank of America Merrill Lynch$25808-04-2011
Margaret Lech-LoubetUBS Financial ServicesBank of America Merrill Lynch$54208-04-2011
Howard Leon, Anthony MazzoUBS Financial ServicesOppenheimer$10007-28-2011
Matthew Meyer, Christian StoutUBS Financial ServicesMorgan Stanley Wealth Management$13307-04-2011
Charles Stoner, Eileen StonerUBS Financial ServicesMorgan Stanley Wealth Management$30006-17-2011
Tom Ulrich, Nick BryanUBS Financial ServicesBank of America Merrill Lynch$26006-03-2011
David Scharff, Colin Kowalski, Gary VanceUBS Financial ServicesMorgan Stanley Wealth Management$18405-23-2011
Michael Winn, David JamesUBS Financial ServicesOppenheimer$42105-17-2011
Bret Petersen, Darrel SwientonUBS Financial ServicesMorgan Stanley Wealth Management$8005-11-2011
Henry WagnerUBS Financial ServicesSterne Agee$22404-27-2011
Brad Benter, Ken Abady, Steve DeMatteoUBS Financial ServicesMorgan Stanley Wealth Management04-26-2011
Michael Russell, Sean Russell, Philip GiammarinoUBS Financial ServicesWells Fargo Advisors$27704-14-2011
John Sullivan, Scott SorensonUBS Financial ServicesJefferies$15004-06-2011
Michael Monatlik, Leor TzourUBS Financial ServicesBank of America Merrill Lynch$18304-05-2011
Dan RebmannUBS Financial ServicesBank of America Merrill Lynch03-31-2011
Steven ErenfrydUBS Financial ServicesOppenheimer$10003-11-2011
Renato Reali, Paul Vigue, William PlattUBS Financial ServicesMorgan Stanley Wealth Management$103-09-2011
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Showing 76 to 100 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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