Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph LauricellaUBS Financial ServicesBank of America Merrill Lynch$7011-03-2017
Steven Goldman, Lynn Fryckberg, Douglas Pires, Lulu Xu, Jordan CotterUBS Financial ServicesMorgan Stanley Wealth Management$37808-17-2016
Jeffrey AlecciUBS Financial ServicesMorgan Stanley Wealth Management$20005-26-2016
Andrew C. OberUBS Financial ServicesBank of America Merrill Lynch$16004-22-2015
John F. RasweilerUBS Financial ServicesMorgan Stanley Wealth Management$408-16-2013
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$207-31-2013
Ellentuck Wealth Management GroupUBS Financial ServicesMorgan Stanley Wealth Management$34004-13-2012
The Pierce/Kyle GroupUBS Financial ServicesMorgan Stanley Wealth Management$23604-13-2012
Palumbo, Short, D'Amato, Dixon GroupUBS Financial ServicesBank of America Merrill Lynch$75004-01-2012
Mario Afram, Carl Ekroth, Harish JashnaniUBS Financial ServicesMorgan Stanley Wealth Management$25012-06-2011
Richard Hausler, Lawrence JayUBS Financial ServicesMorgan Stanley Wealth Management$22510-07-2010
Nina HakimUBS Financial ServicesBank of America Merrill Lynch$30008-31-2010
Thomas Bishop, Ronald Cole, Devin DarcangeloUBS Financial ServicesMorgan Stanley Wealth Management$19105-14-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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