Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial ServicesJPMorgan Chase & Co.03-23-2018
David Sobocinski, Julian Frank, Marc Wong, Mark RemigioUBS Financial ServicesMorgan Stanley Wealth Management$95008-28-2015
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$508-16-2015
Glenn Arthurs, Chris Malof, Jay Blair, Wyatt ArthursUBS Financial ServicesMorgan Stanley Wealth Management$208-10-2015
Frank Coiro, Larry Glickstein, Brian FreyUBS Financial ServicesMorgan Stanley Wealth Management$40007-30-2015
John Reinhold, Derek ReinholdUBS Financial ServicesMorgan Stanley Wealth Management$14410-15-2013
Wright Ramage Wealth Management GroupUBS Financial ServicesMorgan Stanley Wealth Management$38004-13-2012
David ShorrUBS Financial ServicesMorgan Stanley Wealth Management$35502-07-2012
Barry MitchellUBS Financial ServicesBank of America Merrill Lynch$29012-06-2011
Michael Russell, Sean Russell, Philip GiammarinoUBS Financial ServicesWells Fargo Advisors$27704-14-2011
Steven ErenfrydUBS Financial ServicesOppenheimer$10003-11-2011
Renato Reali, Paul Vigue, William PlattUBS Financial ServicesMorgan Stanley Wealth Management$103-09-2011
Louise GundersonUBS Financial ServicesBank of America Merrill Lynch$65002-25-2011
Jack SchecterUBS Financial ServicesMorgan Stanley Wealth Management$43009-14-2010
John Walsh, Kenneth WhiteUBS Financial ServicesMorgan Stanley Wealth Management$18309-07-2010
Paul Gilman, Marshall HagenUBS Financial ServicesMorgan Stanley Wealth Management$29607-16-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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