Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Eric KellerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Emily Anne JohnsonUBS Financial Services Inc.Raymond James & Associates, Inc.09-24-2020
Carl T NelsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-22-2020
Alex Samuel GilmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Craig Stephan MandelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
Michele MeilamedUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Lynn Devere HunterUBS Financial Services Inc.Morgan Stanley09-15-2020
Teron Lejuane CarterUBS Financial Services Inc.PNC Investments$15009-15-2020
Ayse OzkanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2020
Sean Travis AnthonyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2020
Joseph V FureyUBS Financial Services Inc.J.P. Morgan Securities LLC09-11-2020
Henry Anthony HernandezUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5009-03-2020
Robert Magallanes JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-03-2020
Curtis R Eakin IIIUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-03-2020
Anne Hallett SarazinUBS Financial Services Inc.RBC Capital Markets, LLC$23409-02-2020
Kevin Michael ShavalayUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC08-31-2020
Roger Anthony BernhammerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Joseph Brian LembeckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-21-2020
Matthew Paul JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Nicholas John HuntUBS Financial Services Inc.Ameriprise Financial Services, LLC08-21-2020
Brooke Dunlap BontzUBS Financial Services Inc.Waddell & Reed08-21-2020
Ally Anne MelvinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2020
Ellen Riney GreenUBS Financial Services Inc.First Horizon Advisors, Inc.08-18-2020
Arnoldo SantiagoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-14-2020
Jonathan Steele WilliamsonUBS Financial Services Inc.Fidelity Personal and Workplace Advisors$2508-12-2020
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Showing 1 to 25 of 3,082 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.