Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ned Joseph PascucciUBS Financial Services Inc.1st Discount Brokerage, Inc.$109-30-2010
Michael Evan KahnUBS Financial Services Inc.A. R. Schmeidler & Co., Inc.$15010-09-2012
Clark B. HooverUBS Financial Services Inc.Acacia Blue Asset Management07-16-2013
Michael Christian GlombUBS Financial Services Inc.ADP Broker-Dealer, Inc.07-30-2012
Dean Robert LouckaUBS Financial Services Inc.AE Wealth Management, LLC07-28-2017
Stephen Michael LafataUBS Financial Services Inc.Alethea Capital Management, LLC12-18-2015
Marshall Harkless Dean IIIUBS Financial Services Inc.Alliance Affiliated Equities Corporation$1304-29-2016
Blair CannonUBS Financial Services Inc.AllianceBernstein L.P.07-29-2015
Paul Selby DolcimascoloUBS Financial Services Inc.AllianceBernstein L.P.$10007-15-2014
Pedro A FernandezUBS Financial Services Inc.AllianceBernstein L.P.04-28-2014
Barry Allen SchwartzUBS Financial Services Inc.AllianceBernstein L.P.$10006-12-2013
Christopher R CoramUBS Financial Services Inc.AllianceBernstein L.P.03-04-2013
Moshe Ron BaninUBS Financial Services Inc.AllianceBernstein L.P.02-13-2013
Andrew Scott HalpernUBS Financial Services Inc.AllianceBernstein L.P.$5009-19-2012
Gregory Victor OlsonUBS Financial Services Inc.AllianceBernstein L.P.$2506-02-2012
Judy A. Fredrickson, Robert Sterling MetcalfUBS Financial Services Inc.AllianceBernstein L.P.04-10-2012
Timothy Michael Pennise, Eric J DahlUBS Financial Services Inc.AllianceBernstein L.P.09-25-2009
Alexander Theophilos FokidesUBS Financial Services Inc.AllianceBernstein L.P.02-27-2009
Frank Paul PanayotouUBS Financial Services Inc.AllianceBernstein L.P.$102-20-2009
Adam C. GalaburdaUBS Financial Services Inc.AllianceBernstein L.P.$25102-06-2009
Gregory Dayton MillerUBS Financial Services Inc.AllianceBernstein L.P.$101-29-2009
Lorraine Gabrielle JordanUBS Financial Services Inc.Allstate Financial Services, LLC03-24-2016
Charles Patrick LynchUBS Financial Services Inc.Allstate Financial Services, LLC10-21-2013
Esteban HernandezUBS Financial Services Inc.Allstate Financial Services, LLC08-08-2011
Heather Leigh BrittainUBS Financial Services Inc.ALPS Distributors, Inc.08-22-2011
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Showing 1 to 25 of 3,370 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry.


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