Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hsiao-Chuan ChangUBS Financial Services Inc.Purshe Kaplan Sterling Investments04-30-2020
Peter SchatoffUBS Financial Services Inc.J.P. Morgan Securities LLC04-24-2020
Stacy Lynn FoxUBS Financial Services Inc.Morgan Stanley04-23-2020
Xiao Wen LuoUBS Financial Services Inc.Morgan Stanley04-23-2020
John Richard CarterUBS Financial Services Inc.Morgan Stanley04-13-2020
Justin Tyler FendrickUBS Financial Services Inc.UBS Financial Services Inc.04-08-2020
Nicholas T WennesUBS Financial Services Inc.UBS Financial Services Inc.04-06-2020
Kevin Joseph BertoncinUBS Financial Services Inc.Fidelity Personal and Workplace Advisors04-02-2020
Mitchell MarkleyUBS Financial Services Inc.Morgan Stanley$2504-01-2020
Alvin C MakUBS Financial Services Inc.Morgan Stanley03-30-2020
Joshua Corry BreedenUBS Financial Services Inc.Morgan Stanley$5003-23-2020
Daniel BeheshtiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Seul Gee Lee-MitchellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Richard FeuerUBS Financial Services Inc.UBS Financial Services Inc.$15003-06-2020
Darrin Evan WallUBS Financial Services Inc.Edward Jones03-06-2020
Mariana Barbosa BrichesiUBS Financial Services Inc.Morgan Stanley03-05-2020
Jamie K BarronUBS Financial Services Inc.Morgan Stanley02-21-2020
Matthew Michael SimiUBS Financial Services Inc.Morgan Stanley02-21-2020
Kevin E. SneadUBS Financial Services Inc.J.P. Morgan Securities LLC02-07-2020
Michael Chester SzablakUBS Financial Services Inc.Fidelity Personal and Workplace Advisors01-27-2020
Matthew Walter ByrneUBS Financial Services Inc.Wells Fargo Advisors Financial Network, LLC01-24-2020
Gregory Scott SmithUBS Financial Services Inc.Morgan Stanley$10001-22-2020
Jennifer Marie SmithUBS Financial Services Inc.Morgan Stanley$2501-22-2020
Jonathan Ryan GermanoUBS Financial Services Inc.HSBC Securities (USA) Inc.01-21-2020
Karl Lee Kreshpane Jr.UBS Financial Services Inc.Morgan Stanley01-21-2020
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Showing 1 to 25 of 4,401 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.