Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason SchlesingerUBS Financial Services Inc.Robert W. Baird & Co. Incorporated$24001-17-2020
Kurt ElliottUBS Financial Services Inc.Edward Jones$14712-05-2019
Deborah R Johnston Erica Frantz Beth Peterson Hannah MasonUBS Financial Services Inc.RBC Capital Markets, LLC$22307-18-2017
Mark C HutchinsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$20411-03-2015
Larry SchnaidUBS Financial Services Inc.RBC Capital Markets, LLC03-08-2012
Henry WagnerUBS Financial Services Inc.Sterne Agee Asset Management, Inc.$22404-27-2011
John Sullivan Scott SorensonUBS Financial Services Inc.Jefferies LLC$15004-06-2011
Trevor Fahr David Folmnsbee Andrew Noone Ryan AndersonUBS Financial Services Inc.Goldman Sachs & Co.$55807-15-2010
Steve Spence TeamUBS Financial Services Inc.RBC Capital Markets, LLC$40004-16-2009
Marc Howard Steven DeBoubUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$19001-29-2020
Julie FoxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Rueben FinkUBS Financial Services Inc.Morgan Stanley$13912-13-2019
James MalatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13712-06-2019
Jordan McLendonUBS Financial Services Inc.Morgan Stanley$27012-06-2019
Robert M Ryan Craig A LewisUBS Financial Services Inc.Morgan Stanley$35002-15-2019
Jamie Schade Mark HenestofelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
Brad Frederickson Jeff FredericksonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$40002-14-2018
Michael Holland Zach NewbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$56811-30-2017
James Schillaci Kevin Johns Brian WenstrupUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$33511-30-2017
Jay Edzards John CromlingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$32111-30-2017
Drew WilliamsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30011-30-2017
Rod Loewenthal Kevin Kamholz Betsy Mason Justin McIntireUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$90011-03-2017
Joseph LauricellaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$7011-03-2017
Joseph CaselleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25009-29-2017
Thomas MelohnUBS Financial Services Inc.Morgan Stanley$20009-29-2017
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Showing 1 to 25 of 3,082 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.