Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Francis RomagnoloUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-01-2009
S. A ReevesUBS Financial Services Inc.Citigroup Global Markets Inc.01-01-2009
Ali Sina MandalinciUBS Financial Services Inc.Citigroup Global Markets Inc.01-02-2009
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-02-2009
Carla Faye Donina, Robert Lawrence Donina Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Christopher Norman FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-02-2009
Craig Robert SilbergUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
David Ethan FurmanskiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Don Persons Wyse, David Trent, Rene W HenriksenUBS Financial Services Inc.Deutsche Bank Securities Inc.01-02-2009
Frieda Julia RakhmanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
James Robert WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
Jesse Matrix AmarillasUBS Financial Services Inc.Deutsche Bank Securities Inc.$5001-02-2009
Justin Hill Monahan, Jeffrey Ian AppelsteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Lee William MontgomeryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Lester Allen Brunker Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$7001-02-2009
Michael Lawrence GravesUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Michael Robert SandersUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
Norman Paul FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-02-2009
Pamela K GretherUBS Financial Services Inc.Morgan Stanley & Co. Incorporated01-02-2009
Richard Dennis Namm, John Joseph MoranUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Robert Rotstan Jr., James Robert ValeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Robert S Prater Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-02-2009
Robert T DridaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Rosemary Reichmann GilliamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Ted Andrew ScharchUBS Financial Services Inc.Banc of America Investment Services, Inc.$10001-02-2009
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Showing 1 to 25 of 3,370 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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