Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christian EllingsenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2503-16-2012
Aaron Donald MasseyUBS Financial Services Inc.J.P. Morgan Securities LLC06-09-2014
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.$301-14-2009
Aaron Gilmer FullerUBS Financial Services Inc.Banc of America Investment Services, Inc.$5001-05-2009
Aaron Joel MendelsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC04-04-2016
Aaron Keith KnudsenUBS Financial Services Inc.AllianceBernstein L.P.06-02-2012
Aaron Michael PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Ada SaperUBS Financial Services Inc.Morgan Stanley$10009-11-2012
Adam C GalaburdaUBS Financial Services Inc.AllianceBernstein L.P.$25102-06-2009
Adam F EpsteinUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-04-2015
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Adam G FischerUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Adam Gregory RiveraUBS Financial Services Inc.J.P. Morgan Securities LLC03-25-2013
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
Adam Joseph BrinkleyUBS Financial Services Inc.Morgan Stanley$5011-23-2012
Adam KoyanagiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21309-09-2014
Adam Paul RogersUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5001-14-2016
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
Adriana ArizmendyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5009-08-2011
Adriana SernaUBS Financial Services Inc.Morgan Stanley09-14-2017
Adrienne FrankUBS Financial Services Inc.Morgan Stanley09-29-2010
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Aida BabayanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5104-29-2016
Aileen Farrell SchruthUBS Financial Services Inc.MML Investors Services, LLC03-01-2010
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Showing 1 to 25 of 3,082 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.