Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron Christian EllingsenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-16-2012
Aaron Donald MasseyUBS Financial Services Inc.J.P. Morgan Securities LLC06-09-2014
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Aaron Gilmer FullerUBS Financial Services Inc.Banc of America Investment Services, Inc.01-05-2009
Aaron Joel MendelsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5004-04-2016
Aaron Keith KnudsenUBS Financial Services Inc.AllianceBernstein L.P.06-02-2012
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Aaron Paul KingstonUBS Financial Services Inc.Morgan Stanley06-19-2009
Aaron PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Abigail Allison LinnUBS Financial Services Inc.Raymond James Financial Services, Inc.12-14-2015
Abraham MaghsoudiUBS Financial Services Inc.Morgan Stanley$15012-16-2010
Ada SaperUBS Financial Services Inc.Morgan Stanley09-11-2012
Adam Bruce BiblerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Adam C. GalaburdaUBS Financial Services Inc.AllianceBernstein L.P.02-06-2009
Adam Christopher KoyanagiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2014
Adam F EpsteinUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-04-2015
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Adam G FischerUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Adam Gregory RiveraUBS Financial Services Inc.J.P. Morgan Securities LLC03-25-2013
Adam J FranklinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
Adam Jamil ShayebUBS Financial Services Inc.Vanguard Marketing Corporation11-17-2014
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Adam Jeffrey CoonsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-08-2012
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
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Showing 1 to 25 of 4,419 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.