Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zoraida Caridad DiazUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Zachary Timothy BisharaUBS Financial Services Inc.Laidlaw & Company (UK) Ltd.05-23-2017
Zachary Ryan NewbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$28911-28-2017
Zachary Michael AmmiratoUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-30-2009
Zachary Jordan ScaddenUBS Financial Services Inc.Vanguard Marketing Corporation04-23-2018
Zachary James Mitchell DeschaineUBS Financial Services Inc.Cushman & Wakefield Securities, Inc.05-19-2016
Zachary HansenUBS Financial Services Inc.Mutual Trust Co. of America Securities06-11-2015
Zachary Edward SlaterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2013
Yuri M. GrinboymUBS Financial Services Inc.Morgan Stanley11-29-2011
Yupan WenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2015
Yun Ying ZhangUBS Financial Services Inc.Morgan Stanley$10006-11-2012
Yannik David MahlanguUBS Financial Services Inc.AXA Advisors, LLC03-21-2018
Xuemei WeiUBS Financial Services Inc.Deutsche Bank Securities Inc.01-02-2009
Xi QiaoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2015
Xavier Ortiz MenaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Wynne Yu-Chih IUBS Financial Services Inc.Morgan Stanley06-06-2014
Wyatt R ArthursUBS Financial Services Inc.Morgan Stanley$15008-10-2015
Wright Ramage Wealth Management GroupUBS Financial Services Inc.Morgan Stanley$38004-13-2012
Worth Walker TrainorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5008-15-2014
Wolfgang Karl FrischUBS Financial Services Inc.Mercer Allied Company, L.P.05-19-2011
Wolfgang DoerrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-29-2018
William Word HuthnanceUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-16-2015
William Walter DiehlUBS Financial Services Inc.Goldman Sachs & Co.01-16-2009
William Wallace MinorUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2016
William Thomas Read IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
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Showing 1 to 25 of 2,632 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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