Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zubin Jimmy MistryUBS Financial Services Inc.Citigroup Global Markets Inc.03-06-2009
Zoraida Caridad DiazUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Ziv BursztynUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Zeina R. FrayhaUBS Financial Services Inc.Citigroup Global Markets Inc.$1001-07-2009
Ze HuangUBS Financial Services Inc.UBS Financial Services Inc.06-20-2019
Ze HuangUBS Financial Services Inc.W.R. Hambrecht + Co., LLC07-20-2016
Zachary Timothy BisharaUBS Financial Services Inc.Laidlaw & Company (UK) Ltd.05-23-2017
Zachary Ryan NewbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$28911-28-2017
Zachary Michael AmmiratoUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-30-2009
Zachary Jordan ScaddenUBS Financial Services Inc.Vanguard Marketing Corporation04-23-2018
Zachary James Mitchell DeschaineUBS Financial Services Inc.Cushman & Wakefield Securities, Inc.05-19-2016
Zachary James AuglianoUBS Financial Services Inc.Ameritas Investment Company, LLC07-19-2017
Zachary HansenUBS Financial Services Inc.Mutual Trust Co. of America Securities06-11-2015
Zachary Hamilton WileyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-15-2009
Zachary Edward SlaterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2013
Yuriy RoyzmanUBS Financial Services Inc.Morgan Stanley11-05-2010
Yuri M. GrinboymUBS Financial Services Inc.Morgan Stanley11-29-2011
Yupan WenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2015
Yun Ying ZhangUBS Financial Services Inc.Morgan Stanley$10006-11-2012
Yu-Hsuan HsiehUBS Financial Services Inc.Morgan Stanley11-01-2019
Yazdi Jamie MistryUBS Financial Services Inc.Citigroup Global Markets Inc.$2503-06-2009
Yared Desta AbrahamUBS Financial Services Inc.Morgan Stanley$5009-30-2013
Yannik David MahlanguUBS Financial Services Inc.AXA Advisors, LLC03-21-2018
Yancy RanalliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2016
Yan YeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2016
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Showing 1 to 25 of 4,419 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.