Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Joanne Marie RohlfsUBS Financial Services Inc.Hightower Advisors, LLC04-15-2019
Beau Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Ralph Bartlett Osgood IIIUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-15-2019
Seth D AlbeckUBS Financial Services Inc.Morgan Stanley02-15-2019
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
John Thomas Metcalfe IVUBS Financial Services Inc.Touchstone Securities, Inc.11-20-2018
Mathieu Spence GodinUBS Financial Services Inc.PNC Investments11-09-2018
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Michael Scott McculloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Sean Wilburn PowleyUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Lisa Ann Kahululani TadichUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-06-2018
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018
Stephen Anthony RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2018
Jakob Markus SchroeterUBS Financial Services Inc.Vontobel Swiss Wealth Advisors AG06-29-2018
Robert Mark Buchanan Jr.UBS Financial Services Inc.Principal Securities, Inc.06-27-2018
Seth Adam MansfieldUBS Financial Services Inc.NYLIFE Securities LLC06-26-2018
Carlos Rodriguez AspirichagaUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Wolfgang DoerrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-29-2018
Patrick William ManionUBS Financial Services Inc.Cetera Investment Services LLC04-30-2018
Carsten P. WellemsenUBS Financial Services Inc.Deutsche Bank Securities Inc.04-26-2018
Laura C RaabUBS Financial Services Inc.Raymond James & Associates, Inc.04-12-2018
Stephen William ZoghbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Next Page »

Showing 1 to 25 of 3,370 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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