Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
Stephen Robert DunneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5006-20-2016
William Knight Blanchard Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC04-07-2016
Aaron Joel MendelsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5004-04-2016
Nathalie TremblayUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-28-2016
Jonathan Fleischer PeicherUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-22-2016
David Allan HirschUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15003-11-2016
James C KellyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-11-2016
James Michael NewUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$50003-07-2016
Antonio Giorgetti Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC$11903-01-2016
Paul Gerard VandenheuvelUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$1,00002-16-2016
Claudine Marie ChoquetteUBS Financial Services Inc.Credit Suisse Securities (USA) LLC02-12-2016
Norman Abraham EpsteinUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5002-08-2016
David Ray BarnesUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-26-2016
Franklin Carlyle Tiller Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-21-2016
Adam Paul RogersUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-14-2016
Michael Clark BishopUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-14-2016
Stephen F. AndresUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-07-2016
James L. PelletierUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-07-2016
Cees Jan Van HoekUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5001-05-2016
Christopher Leo HerlihyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-05-2016
John Andrew CochraneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-16-2015
David Whitfield KloberdanzUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-15-2015
Michael Thomas EustaceUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-11-2015
Michael Wayne OlmstedUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5012-09-2015
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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