Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Michael NewUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$50003-07-2016
Michael Thomas EustaceUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-11-2015
Diego OleaUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-09-2015
Alexander Brooks CassUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-09-2015
Adam F EpsteinUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-04-2015
Michael Aaron GuildUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-03-2015
Eric Philip BergerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-03-2015
Anthony John O'CallaghanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-02-2015
Gerald O'Niell McGinleyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$2512-02-2015
Mark Lawrence SullivanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5011-30-2015
Richard Joseph DellarussoUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-30-2015
Juan Manuel Diez De BonillaUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-27-2015
Enrique StieglitzUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-27-2015
Timothy Joseph CroakUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15011-24-2015
Jacob SchoriUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-24-2015
Gabriel Jacob CoopermanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-24-2015
Robert Benjamin PerlmanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5011-23-2015
Nicholas Brine FinnUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-23-2015
Andrew Ernst Kimm Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-23-2015
James E. KennedyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-23-2015
Gerard Joseph CostelloUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15011-20-2015
Sonia Maria AttkissUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15011-20-2015
Eric Andrew WittenbergUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-20-2015
Matthew Stern BuchsbaumUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-20-2015
Scott Michael RosenbergUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-20-2015
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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