Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine Lynne RatheUBS Financial Services Inc.Edward Jones10-27-2016
Brock William Van SelowUBS Financial Services Inc.Edward Jones07-21-2016
Jeffrey Christopher WhiteUBS Financial Services Inc.Edward Jones$1011-13-2014
Bradley R. BoroughUBS Financial Services Inc.Edward Jones12-05-2013
David Jerome WrightUBS Financial Services Inc.Edward Jones$2502-27-2013
Lacy Elise Foreman LabbeUBS Financial Services Inc.Edward Jones$2503-30-2012
Kenneth Paul RabalaisUBS Financial Services Inc.Edward Jones$10001-19-2012
Kevin Allen CookUBS Financial Services Inc.Edward Jones$1011-17-2011
Troy MalbonUBS Financial Services Inc.Edward Jones$1006-28-2011
Michael R. BarnesUBS Financial Services Inc.Edward Jones12-03-2010
Tammy Bernette HaygoodUBS Financial Services Inc.Edward Jones09-30-2010
Charles David LawsonUBS Financial Services Inc.Edward Jones$1009-20-2010
David Wayne WeinbenderUBS Financial Services Inc.Edward Jones$1008-27-2010
John Fitzgerald CramptonUBS Financial Services Inc.Edward Jones08-13-2010

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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