Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Fitzgerald CramptonUBS Financial Services Inc.Edward Jones08-13-2010
David Wayne WeinbenderUBS Financial Services Inc.Edward Jones08-27-2010
Charles David LawsonUBS Financial Services Inc.Edward Jones09-20-2010
Tammy Bernette HaygoodUBS Financial Services Inc.Edward Jones09-30-2010
Michael R BarnesUBS Financial Services Inc.Edward Jones12-03-2010
Jonathan Samuel IsraelUBS Financial Services Inc.Edward Jones04-29-2011
Troy MalbonUBS Financial Services Inc.Edward Jones$1506-28-2011
Julie Crow AndersonUBS Financial Services Inc.Edward Jones10-31-2011
Kevin Allen CookUBS Financial Services Inc.Edward Jones$5011-17-2011
Kenneth Paul RabalaisUBS Financial Services Inc.Edward Jones$2501-19-2012
Lacy Elise Foreman LabbeUBS Financial Services Inc.Edward Jones03-30-2012
David Jerome WrightUBS Financial Services Inc.Edward Jones$10002-27-2013
Jeffrey Christopher C WhiteUBS Financial Services Inc.Edward Jones$2511-13-2014
Brock William Van SelowUBS Financial Services Inc.Edward Jones07-21-2016
Katherine Lynne RatheUBS Financial Services Inc.Edward Jones10-27-2016
Regina M KellyUBS Financial Services Inc.Edward Jones02-15-2018
Patrick Glenn BoydUBS Financial Services Inc.Edward Jones11-01-2019
Erika Renee LaraUBS Financial Services Inc.Edward Jones11-28-2019
Phillip Kurt ElliottUBS Financial Services Inc.Edward Jones$2512-05-2019
Kurt ElliottUBS Financial Services Inc.Edward Jones$14712-05-2019
Darrin Evan WallUBS Financial Services Inc.Edward Jones03-06-2020

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.