Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Miguel Angel Barbosa-MachadoUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Carlos Rodriguez AspirichagaUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Rebecca Emmanuel RooneyUBS Financial Services Inc.J.P. Morgan Securities LLC12-15-2017
Louis Joseph TrachtmanUBS Financial Services Inc.J.P. Morgan Securities LLC10-06-2017
Matthew Fitzgerald DunnUBS Financial Services Inc.J.P. Morgan Securities LLC03-27-2017
Jay Dohrn Baumgardner IIIUBS Financial Services Inc.J.P. Morgan Securities LLC09-22-2016
Jonathan Ray MaldonadoUBS Financial Services Inc.J.P. Morgan Securities LLC07-26-2016
Santiago VelezUBS Financial Services Inc.J.P. Morgan Securities LLC05-12-2016
Jacob Andrew BryantUBS Financial Services Inc.J.P. Morgan Securities LLC$1,00003-31-2016
Meryll Biala BangsilUBS Financial Services Inc.J.P. Morgan Securities LLC03-31-2016
John L. LynchUBS Financial Services Inc.J.P. Morgan Securities LLC$5003-11-2016
David William GreenmanUBS Financial Services Inc.J.P. Morgan Securities LLC$15011-03-2015
Jason R SharpeUBS Financial Services Inc.J.P. Morgan Securities LLC11-03-2015
Neil Greg ShortUBS Financial Services Inc.J.P. Morgan Securities LLC10-09-2015
Sarah Elaine ParenteauUBS Financial Services Inc.J.P. Morgan Securities LLC10-02-2015
Charles B. HulleyUBS Financial Services Inc.J.P. Morgan Securities LLC10-01-2015
Michael Howard RadetskyUBS Financial Services Inc.J.P. Morgan Securities LLC$10009-30-2015
William Donald JacksonUBS Financial Services Inc.J.P. Morgan Securities LLC09-28-2015
David Evan TannenbaumUBS Financial Services Inc.J.P. Morgan Securities LLC$20009-11-2015
Edward Melvyn TannenbaumUBS Financial Services Inc.J.P. Morgan Securities LLC$20009-11-2015
Robert Scott ZeigerUBS Financial Services Inc.J.P. Morgan Securities LLC$2509-11-2015
Elmo Zornes IIIUBS Financial Services Inc.J.P. Morgan Securities LLC08-21-2015
Joseph Andre MansoorUBS Financial Services Inc.J.P. Morgan Securities LLC08-20-2015
Allison B. McCartneyUBS Financial Services Inc.J.P. Morgan Securities LLC08-17-2015
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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