Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Michael CostaUBS Financial Services Inc.Morgan Stanley$10006-19-2009
Aaron Paul KingstonUBS Financial Services Inc.Morgan Stanley$25006-19-2009
Erik Poag LittlejohnUBS Financial Services Inc.Morgan Stanley$10007-02-2009
Jose Humberto Monroy Jr.UBS Financial Services Inc.Morgan Stanley10-20-2009
Mark D PermenterUBS Financial Services Inc.Morgan Stanley11-12-2009
Wendy Tara ShepherdUBS Financial Services Inc.Morgan Stanley12-01-2009
Robert Nathan SchultzUBS Financial Services Inc.Morgan Stanley$10012-14-2009
Craig Howell YoungUBS Financial Services Inc.Morgan Stanley01-14-2010
Allen M ShapiroUBS Financial Services Inc.Morgan Stanley02-12-2010
William J. RoseUBS Financial Services Inc.Morgan Stanley$10002-25-2010
Roger Robert MussaUBS Financial Services Inc.Morgan Stanley$50002-26-2010
Seth Howard HorowitzUBS Financial Services Inc.Morgan Stanley$25003-18-2010
Shawn William HannaUBS Financial Services Inc.Morgan Stanley$25003-18-2010
Kimberly A. Parker HansenUBS Financial Services Inc.Morgan Stanley$50003-30-2010
Kenneth Charles DrakeUBS Financial Services Inc.Morgan Stanley$15004-09-2010
Walter Francis EvansUBS Financial Services Inc.Morgan Stanley04-12-2010
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010
Mervat Sabry HassanUBS Financial Services Inc.Morgan Stanley$50004-29-2010
Jeffrey Roberts DuniganUBS Financial Services Inc.Morgan Stanley04-29-2010
Richard William VincentUBS Financial Services Inc.Morgan Stanley$10004-30-2010
Mitchell Paul SlaterUBS Financial Services Inc.Morgan Stanley$10004-30-2010
Paul Joseph VandenheedeUBS Financial Services Inc.Morgan Stanley$15004-30-2010
Ann Katherine TrainorUBS Financial Services Inc.Morgan Stanley$15004-30-2010
Devin M. DarcangeloUBS Financial Services Inc.Morgan Stanley$10005-05-2010
Thomas BishopUBS Financial Services Inc.Morgan Stanley$15005-05-2010
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Showing 1 to 25 of 1,011 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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