Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Paul KingstonUBS Financial Services Inc.Morgan Stanley06-19-2009
Ada SaperUBS Financial Services Inc.Morgan Stanley09-11-2012
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Adam Joseph BrinkleyUBS Financial Services Inc.Morgan Stanley$2511-23-2012
Adrienne FrankUBS Financial Services Inc.Morgan Stanley09-29-2010
Ajay Desai, John Staab, Frank PellicoriUBS Financial Services Inc.Morgan Stanley$1,70011-08-2011
Ajay J. Desai, Frank Domenic Pellicori, Andrew John LindblomUBS Financial Services Inc.Morgan Stanley11-04-2011
Alan Michael PerlbergUBS Financial Services Inc.Morgan Stanley$10004-05-2013
Albert Arshag KapigianUBS Financial Services Inc.Morgan Stanley$10003-28-2013
Albert Richard LucciUBS Financial Services Inc.Morgan Stanley$5007-15-2011
Alex Ross PerlbergUBS Financial Services Inc.Morgan Stanley$1004-05-2013
Alexander Edward MacphersonUBS Financial Services Inc.Morgan Stanley09-30-2015
Alexander Phillip VeltoUBS Financial Services Inc.Morgan Stanley$5001-31-2013
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Alfred Francis LoboUBS Financial Services Inc.Morgan Stanley10-16-2014
Alisa Bachana JaffeUBS Financial Services Inc.Morgan Stanley10-09-2014
Allan Dean Yarkin, Henry Worth Boyce III, Melissa Ilene Fierman, Nicholas Scott SadowskyUBS Financial Services Inc.Morgan Stanley$10002-27-2013
Allen Michael SussmanUBS Financial Services Inc.Morgan Stanley07-03-2013
Allison SmootUBS Financial Services Inc.Morgan Stanley$5001-13-2012
Alon Steven PlittUBS Financial Services Inc.Morgan Stanley06-17-2010
Amy Beth LevensonUBS Financial Services Inc.Morgan Stanley03-28-2016
Andrea Carleton LandiniUBS Financial Services Inc.Morgan Stanley08-19-2010
Andrew Barry LeeUBS Financial Services Inc.Morgan Stanley11-04-2013
Andrew Browning PeakeUBS Financial Services Inc.Morgan Stanley08-30-2013
Andrew Clifford WilliamsonUBS Financial Services Inc.Morgan Stanley$10006-22-2011
Next Page »

Showing 1 to 25 of 651 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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