Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lucille Ann DenosUBS Financial Services Inc.Morgan Stanley$5006-09-2010
Anne Marie SpitzerUBS Financial Services Inc.Morgan Stanley09-16-2010
Theresa Campbell ThorsonUBS Financial Services Inc.Morgan Stanley$2506-10-2011
Matthew Michael MeyerUBS Financial Services Inc.Morgan Stanley06-29-2011
Matthew Meyer, Christian StoutUBS Financial Services Inc.Morgan Stanley$13307-04-2011
Bishara A Bahbah, Asad Victor BahbahUBS Financial Services Inc.Morgan Stanley$2501-17-2012
Scott Carl MerrillUBS Financial Services Inc.Morgan Stanley$10004-01-2013
Steven Lewellyn SchultzUBS Financial Services Inc.Morgan Stanley04-01-2013
Steven Schultz, Scott MerrillUBS Financial Services Inc.Morgan Stanley$32004-03-2013
Todd Richard WertUBS Financial Services Inc.Morgan Stanley$10004-04-2014
Katrina Marie HanksUBS Financial Services Inc.Morgan Stanley$15005-02-2014
Kirk Martin JohnsonUBS Financial Services Inc.Morgan Stanley$10005-02-2014
Blake Edward RorbachUBS Financial Services Inc.Morgan Stanley03-17-2015
Peter Yong ChoyUBS Financial Services Inc.Morgan Stanley$10007-16-2015
Michael Young ChoyUBS Financial Services Inc.Morgan Stanley07-16-2015

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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