Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Ajay B MasandUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-07-2009
Alan Marshall Smith, Christopher Alan SmithUBS Financial Services Inc.Morgan Stanley & Co. LLC$10004-17-2009
Andrew M CraigUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-16-2009
Anthony DepalmaUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Armand James Del MedicoUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Brett Christian CrawfordUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
Brian Christopher Kenney, Heather Ilene KenneyUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-06-2009
Bryan Clyde Kilfoy, Gregory Ron BowdenUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Carleton Scott Crimmins, Eric David MaxwellUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
Charles E McCoolUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-16-2009
Christopher Michael FeldmanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-29-2009
Christopher Michael ScottUBS Financial Services Inc.Morgan Stanley & Co. LLC05-01-2009
Christopher Norman FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-02-2009
Clair Arnold LewisUBS Financial Services Inc.Morgan Stanley & Co. LLC02-02-2009
Craig Alan BrassUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-26-2009
David Bruce Kusiel, Jeffrey Aaron LappUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
David Emerson MarshallUBS Financial Services Inc.Morgan Stanley & Co. LLC$2502-23-2009
David John Aigner, Christopher Michael PerryUBS Financial Services Inc.Morgan Stanley & Co. LLC01-08-2009
David Joseph MillerUBS Financial Services Inc.Morgan Stanley & Co. LLC03-26-2009
David Mc QuadeUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
David Putnam BrunerUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-30-2009
Donald Paul StoneUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-16-2009
Dwight Clyde WestUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-13-2009
Eric Alan KolbenUBS Financial Services Inc.Morgan Stanley & Co. LLC01-22-2009
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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