Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott F NewtonUBS Financial Services Inc.RBC Capital Markets, LLC01-26-2009
Mark Andrew CooteUBS Financial Services Inc.RBC Capital Markets, LLC$5001-26-2009
Randolph Stephen MooreUBS Financial Services Inc.RBC Capital Markets, LLC02-12-2009
Charles Patrick ReddellUBS Financial Services Inc.RBC Capital Markets, LLC$2506-23-2009
Kristi Lynn TraylorUBS Financial Services Inc.RBC Capital Markets, LLC$10006-23-2009
James Edward LacampUBS Financial Services Inc.RBC Capital Markets, LLC$15006-23-2009
Brandon Cavender StoneUBS Financial Services Inc.RBC Capital Markets, LLC$5006-11-2010
Gregory Allen FosterUBS Financial Services Inc.RBC Capital Markets, LLC$5007-28-2010
Robert Steven WeaverUBS Financial Services Inc.RBC Capital Markets, LLC$5009-30-2010
Donna Edith MahanUBS Financial Services Inc.RBC Capital Markets, LLC09-30-2010
Grant Robert GieringerUBS Financial Services Inc.RBC Capital Markets, LLC10-18-2010
Brandon Matthew LarsonUBS Financial Services Inc.RBC Capital Markets, LLC$10002-23-2011
William Ralph MurmanUBS Financial Services Inc.RBC Capital Markets, LLC$5006-09-2011
Allen Ray CaneteUBS Financial Services Inc.RBC Capital Markets, LLC$10006-15-2011
Irwin Hilton ShapiroUBS Financial Services Inc.RBC Capital Markets, LLC$5006-16-2011
Barry Thomas Oneil IIIUBS Financial Services Inc.RBC Capital Markets, LLC07-20-2011
Mark Aldo DesalvoUBS Financial Services Inc.RBC Capital Markets, LLC$2511-16-2011
Nick James PolydorosUBS Financial Services Inc.RBC Capital Markets, LLC$5012-16-2011
Larry M. SchnaidUBS Financial Services Inc.RBC Capital Markets, LLC$10002-24-2012
Sterling Max HansonUBS Financial Services Inc.RBC Capital Markets, LLC$2509-07-2012
James Alfred MacdonaldUBS Financial Services Inc.RBC Capital Markets, LLC$5010-05-2012
Walter David Razzaboni Jr.UBS Financial Services Inc.RBC Capital Markets, LLC$5010-05-2012
Linda Diane StirlingUBS Financial Services Inc.RBC Capital Markets, LLC$5004-12-2013
James Morey HayUBS Financial Services Inc.RBC Capital Markets, LLC05-14-2013
William Davis Chapin Sr.UBS Financial Services Inc.RBC Capital Markets, LLC10-23-2013
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.