Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Ray CaneteUBS Financial Services Inc.RBC Capital Markets, LLC$10006-15-2011
Barry Thomas Oneil IIIUBS Financial Services Inc.RBC Capital Markets, LLC07-20-2011
Brandon Cavender StoneUBS Financial Services Inc.RBC Capital Markets, LLC$5006-11-2010
Brandon Matthew LarsonUBS Financial Services Inc.RBC Capital Markets, LLC$10002-23-2011
Charles Patrick ReddellUBS Financial Services Inc.RBC Capital Markets, LLC$2506-23-2009
Deborah Rosemary JohnstonUBS Financial Services Inc.RBC Capital Markets, LLC$5007-18-2017
Erica Theresa FrantzUBS Financial Services Inc.RBC Capital Markets, LLC07-18-2017
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$5006-30-2015
Gregory Allen FosterUBS Financial Services Inc.RBC Capital Markets, LLC$5007-28-2010
Ira Karl RinerUBS Financial Services Inc.RBC Capital Markets, LLC$10003-26-2015
Irwin Hilton ShapiroUBS Financial Services Inc.RBC Capital Markets, LLC$5006-16-2011
James Alfred MacdonaldUBS Financial Services Inc.RBC Capital Markets, LLC$5010-05-2012
James Edward LacampUBS Financial Services Inc.RBC Capital Markets, LLC$15006-23-2009
James Morey HayUBS Financial Services Inc.RBC Capital Markets, LLC05-14-2013
Jose Salvador CanoUBS Financial Services Inc.RBC Capital Markets, LLC04-06-2015
Juana Esther Caicedo-SelingerUBS Financial Services Inc.RBC Capital Markets, LLC$10002-23-2015
Larry M. SchnaidUBS Financial Services Inc.RBC Capital Markets, LLC$10002-24-2012
Lawrence Alan FannUBS Financial Services Inc.RBC Capital Markets, LLC$2509-02-2016
Linda Diane StirlingUBS Financial Services Inc.RBC Capital Markets, LLC$5004-12-2013
Mark Aldo DesalvoUBS Financial Services Inc.RBC Capital Markets, LLC$2511-16-2011
Martha Elva RodriguezUBS Financial Services Inc.RBC Capital Markets, LLC$5004-06-2015
Nick James PolydorosUBS Financial Services Inc.RBC Capital Markets, LLC12-16-2011
Nils Eugene ClarkUBS Financial Services Inc.RBC Capital Markets, LLC$5004-06-2015
Patrick Francis DuffUBS Financial Services Inc.RBC Capital Markets, LLC$10010-09-2015
Randall Guy ColomboUBS Financial Services Inc.RBC Capital Markets, LLC$15011-30-2015
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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