Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arun Sardana, Adam Proger, Paul Grambsch, Reilly LoflinUBS Financial Services Inc. Raymond James & Associates, Inc.$99009-03-2019
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Laura C. RaabUBS Financial Services Inc.Raymond James & Associates, Inc.04-12-2018
Lisa Gail BarkerUBS Financial Services Inc.Raymond James & Associates, Inc.09-26-2017
Michelle Marie Gish HintonUBS Financial Services Inc.Raymond James & Associates, Inc.$15009-15-2016
Wanda Gayle SiskUBS Financial Services Inc.Raymond James & Associates, Inc.$50005-02-2016
John Gray MannUBS Financial Services Inc.Raymond James & Associates, Inc.$50010-16-2015
Robert Bradley MillerUBS Financial Services Inc.Raymond James & Associates, Inc.10-12-2015
Amber Marie TurpinUBS Financial Services Inc.Raymond James & Associates, Inc.$50007-15-2015
Andrea Alice RollUBS Financial Services Inc.Raymond James & Associates, Inc.$10006-25-2014
George S Mayer IIIUBS Financial Services Inc.Raymond James & Associates, Inc.$50008-09-2013
Scott Bernard ArentsenUBS Financial Services Inc.Raymond James & Associates, Inc.$50008-09-2013
Mark Stephen KirchnerUBS Financial Services Inc.Raymond James & Associates, Inc.$10010-22-2012
Thomas C LombardoUBS Financial Services Inc.Raymond James & Associates, Inc.10-22-2012
Rosario Cammarata Jr.UBS Financial Services Inc.Raymond James & Associates, Inc.$25011-17-2011
Bradley Joseph RossUBS Financial Services Inc.Raymond James & Associates, Inc.$50011-17-2011
David Gordon CorrieUBS Financial Services Inc.Raymond James & Associates, Inc.$10011-04-2011
Paul Kenneth RamusUBS Financial Services Inc.Raymond James & Associates, Inc.$25010-13-2011
Todd James BardenUBS Financial Services Inc.Raymond James & Associates, Inc.$50010-13-2011
Brent David BrucknerUBS Financial Services Inc.Raymond James & Associates, Inc.$50006-07-2011
Robert Ray GomezUBS Financial Services Inc.Raymond James & Associates, Inc.$10001-27-2011
Michael Charles RowlandUBS Financial Services Inc.Raymond James & Associates, Inc.$10009-03-2010
Dennis Peter Barba Jr.UBS Financial Services Inc.Raymond James & Associates, Inc.$50001-23-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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