Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Tyler FendrickUBS Financial Services Inc.UBS Financial Services Inc.04-08-2020
Nicholas T WennesUBS Financial Services Inc.UBS Financial Services Inc.04-06-2020
Richard FeuerUBS Financial Services Inc.UBS Financial Services Inc.$15003-06-2020
Stephen Anthony RabinowitzUBS Financial Services Inc.UBS Financial Services Inc.01-20-2020
Teri Lynn SundbergUBS Financial Services Inc.UBS Financial Services Inc.$5009-12-2019
Harrison CallUBS Financial Services Inc.UBS Financial Services Inc.08-06-2019
Ze HuangUBS Financial Services Inc.UBS Financial Services Inc.06-20-2019
Anthony Gerard BoccioUBS Financial Services Inc.UBS Financial Services Inc.06-12-2019
Mike Marcos TavitianUBS Financial Services Inc.UBS Financial Services Inc.06-03-2019
Armani Miller JacksonUBS Financial Services Inc.UBS Financial Services Inc.01-03-2019
Harold L. Greer Jr.UBS Financial Services Inc.UBS Financial Services Inc.08-13-2018
Michael Patrick GerardUBS Financial Services Inc.UBS Financial Services Inc.07-14-2018
Lars Albert SoderbergUBS Financial Services Inc.UBS Financial Services Inc.10-12-2017
Kimberley Sue PearseUBS Financial Services Inc.UBS Financial Services Inc.$10010-11-2017
Josephine Anntoinette SantosUBS Financial Services Inc.UBS Financial Services Inc.09-15-2017
Imelda Patricia RenteriaUBS Financial Services Inc.UBS Financial Services Inc.08-31-2017
Erick Marcel AgueroUBS Financial Services Inc.UBS Financial Services Inc.08-09-2017
Thomas Anthony Zur Jr.UBS Financial Services Inc.UBS Financial Services Inc.$10206-06-2017
Gregory Thurlow WinnerUBS Financial Services Inc.UBS Financial Services Inc.03-24-2017
Wyatt Mannings RushtonUBS Financial Services Inc.UBS Financial Services Inc.12-23-2015
Thomas Edward HumphreysUBS Financial Services Inc.UBS Financial Services Inc.10-07-2015
Anne Elizabeth Marr ToppingUBS Financial Services Inc.UBS Financial Services Inc.$10009-08-2015
Christopher Edward BradleyUBS Financial Services Inc.UBS Financial Services Inc.08-10-2015
Jacqueline G GrovesUBS Financial Services Inc.UBS Financial Services Inc.$5006-26-2015
Bryan WhangUBS Financial Services Inc.UBS Financial Services Inc.06-09-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.