Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Leo MichelsenUBS Financial Services Inc.UBS Securities LLC08-27-2012
David Winthrop MillsUBS Financial Services Inc.UBS Securities LLC11-16-2011
James Paulman StirlingUBS Financial Services Inc.UBS Securities LLC12-14-2012
John RyanUBS Financial Services Inc.UBS Securities LLC06-24-2015
Matthew Thomas GiuglianoUBS Financial Services Inc.UBS Securities LLC06-29-2010
Tami L. PhillipsUBS Financial Services Inc.UBS Securities LLC06-15-2016
Walter Granruth IIIUBS Financial Services Inc.UBS Securities LLC02-02-2009

Showing 1 to 7 of 7 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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