Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian CrespoUBS Financial Services Inc.Ubs International Inc.$2501-01-2010
Adrian Gonzalo QuinterosUBS Financial Services Inc.Ubs International Inc.01-01-2010
Alan Neil RechtschaffenUBS Financial Services Inc.Ubs International Inc.01-01-2010
Albanery RomanUBS Financial Services Inc.Ubs International Inc.01-01-2010
Alberto Matias CohenUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Alexandre F. UlvertUBS Financial Services Inc.Ubs International Inc.$1001-01-2010
Alice W. ChanUBS Financial Services Inc.Ubs International Inc.01-01-2010
Allan Stuart FieldsUBS Financial Services Inc.Ubs International Inc.01-01-2010
Alvaro KopperUBS Financial Services Inc.Ubs International Inc.01-01-2010
Amador Rodriguez Jr.UBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Ana Luisa Jaime-MartinezUBS Financial Services Inc.Ubs International Inc.01-01-2010
Ana Victoria PuchiUBS Financial Services Inc.Ubs International Inc.01-01-2010
Antonio Correa PonceUBS Financial Services Inc.Ubs International Inc.01-01-2010
Artur Ventura FerreiraUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Bruno Martins MirandaUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Carla Cristina RoqueUBS Financial Services Inc.Ubs International Inc.01-01-2010
Carla M. ChenUBS Financial Services Inc.Ubs International Inc.01-01-2010
Carlo Eugenio ValerioUBS Financial Services Inc.Ubs International Inc.01-01-2010
Carlos Alberto LozanoUBS Financial Services Inc.Ubs International Inc.01-01-2010
Carlos B. Robert GuadalajaraUBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Carlos Fernando AlonsoUBS Financial Services Inc.Ubs International Inc.01-01-2010
Carolina ThompsonUBS Financial Services Inc.Ubs International Inc.01-01-2010
Catherine C ChiouUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Charles LamelaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Claudio SalazarUBS Financial Services Inc.Ubs International Inc.01-01-2010
Next Page »

Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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