Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Traci Hall SegrestUBS Financial Services Inc.Morgan Stanley04-18-2017
Andrew Hartselle MearsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2016
Jonathan BehrensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-19-2016
Rebecca Hardwich BakerUBS Financial Services Inc.Morgan Stanley04-22-2016
Gregory Bryant AlfordUBS Financial Services Inc.Morgan Stanley$10002-12-2016
Joseph Elias AnthonyUBS Financial Services Inc.Cetera Investment Services LLC08-29-2014
Christopher Allen DubberlyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Leah Schilleci DubberlyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-26-2012
Teresa Skipper BechardUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Daniel J. DeanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Kevin Neil HaynesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-21-2012
Nancy Brooks DavisUBS Financial Services Inc.UBS Financial Services Inc.$5009-22-2011
James Edward KlineUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-16-2011
Harold Heath HendersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-16-2011
Virginia Lee NixonUBS Financial Services Inc.Raymond James Financial Services, Inc.01-07-2011
Matthew Crisman BrownUBS Financial Services Inc.Ankura Capital Advisors, LLC12-07-2009
Mem Stewart Webb Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Gerald Allen GarnerUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-25-2009
Fred Ronald Brown Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
Richard Baker AustinUBS Financial Services Inc.Morgan Stanley & Co. LLC02-27-2009
Brett Christian CrawfordUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
John David BarrancoUBS Financial Services Inc.Morgan Stanley & Co. LLC$5002-27-2009
Stephen Gary MannUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-16-2009
Jason Lee SchrimsherUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Thomas Bruce KeeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.