Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Ann LucovichUBS Financial Services Inc.BMO Harris Financial Advisors, Inc.07-31-2020
Jerrod LoganUBS Financial Services Inc.BMO Harris Financial Advisors, Inc.07-31-2020
Lovella G McKimUBS Financial Services Inc.Morgan Stanley05-01-2020
Justin M LowUBS Financial Services Inc.Morgan Stanley$5005-01-2020
Tahni Marie KingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2017
Lawrence Alan FannUBS Financial Services Inc.RBC Capital Markets, LLC09-02-2016
Melissa Marietta NorvelleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2015
Douglas Donaldson MoyerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$20309-24-2015
Michael Young ChoyUBS Financial Services Inc.Morgan Stanley07-16-2015
Peter Yong ChoyUBS Financial Services Inc.Morgan Stanley$13007-16-2015
Blake Edward RorbachUBS Financial Services Inc.Morgan Stanley03-17-2015
Kirk Martin JohnsonUBS Financial Services Inc.Morgan Stanley05-02-2014
Katrina Marie HanksUBS Financial Services Inc.Morgan Stanley05-02-2014
Todd Richard WertUBS Financial Services Inc.Morgan Stanley$5004-04-2014
Steven Schultz Scott MerrillUBS Financial Services Inc.Morgan Stanley$32004-03-2013
Steven Lewellyn SchultzUBS Financial Services Inc.Morgan Stanley04-01-2013
Scott Carl MerrillUBS Financial Services Inc.Morgan Stanley$25004-01-2013
James Neil BassettUBS Financial Services Inc.Wedbush Securities Inc.$3310-17-2012
Jason M LadnerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-25-2012
Eric V FranzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-25-2012
Bishara A BahbahUBS Financial Services Inc.Morgan Stanley$10001-17-2012
Asad Victor BahbahUBS Financial Services Inc.Morgan Stanley$5001-17-2012
Robert John LehnhardtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12001-12-2012
Nick James PolydorosUBS Financial Services Inc.RBC Capital Markets, LLC$5012-16-2011
Robert Larry BurnsUBS Financial Services Inc.Ameriprise Financial Services, LLC$5011-16-2011
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.