Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Marie SpitzerUBS Financial Services Inc.Morgan Stanley09-16-2010
Asad Victor BahbahUBS Financial Services Inc.Morgan Stanley01-17-2012
Bernardo ValleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-27-2012
Bishara A BahbahUBS Financial Services Inc.Morgan Stanley$2501-17-2012
Blake Edward RorbachUBS Financial Services Inc.Morgan Stanley03-17-2015
Brandon John HebertUBS Financial Services Inc.Morgan Stanley05-10-2012
Christian Trygve-Lee StoutUBS Financial Services Inc.Morgan Stanley$7506-29-2011
Daniel Thomas MoyerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-21-2015
David Ambrose PozniakUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-01-2009
David Ethan FurmanskiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Derek Michael NiermanUBS Financial Services Inc.Morgan Stanley05-02-2014
Douglas Donaldson MoyerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2509-24-2015
Eric Jon WaszolekUBS Financial Services Inc.UBS Financial Services Inc.01-26-2009
Eric V. FranzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-25-2012
Esteban HernandezUBS Financial Services Inc.Allstate Financial Services, LLC08-08-2011
Harold Walter HarrisonUBS Financial Services Inc.GWN Securities Inc.05-10-2013
James Neil BassettUBS Financial Services Inc.Wedbush Securities Inc.$2510-17-2012
Jason M. LadnerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2012
John Allan SchmidtUBS Financial Services Inc.Morgan Stanley09-01-2010
John M. StarczynskiUBS Financial Services Inc.GWN Securities Inc.06-02-2014
John Marc HebertUBS Financial Services Inc.Morgan Stanley$10005-10-2012
John Michael ShultzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2011
Jonathan Mayo MitchellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-08-2011
Katrina Marie HanksUBS Financial Services Inc.Morgan Stanley$15005-02-2014
Kelly Eugene HolmesUBS Financial Services Inc.Morgan Stanley06-29-2011
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.