Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason SchlesingerUBS Financial Services Inc.Robert W. Baird & Co. Incorporated$24001-17-2020
Larry SchnaidUBS Financial Services Inc.RBC Capital Markets, LLC03-08-2012
Henry WagnerUBS Financial Services Inc.Sterne Agee Asset Management, Inc.$22404-27-2011
John Sullivan Scott SorensonUBS Financial Services Inc.Jefferies LLC$15004-06-2011
Brad Frederickson Jeff FredericksonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$40002-14-2018
Joseph CaselleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25009-29-2017
Thomas MelohnUBS Financial Services Inc.Morgan Stanley$20009-29-2017
Michael Miremadi Christopher Heintz Teresa UzetaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20005-05-2017
Rodney Haug Oliver DudaUBS Financial Services Inc.Morgan Stanley$60006-10-2016
Gary AmaralUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$33005-08-2015
James E HulburdUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,50011-17-2014
Kaylyn A MaherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12008-28-2014
Mark J Grueninger Benjamin C SauerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2014
Courtney LiddyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$32712-11-2013
Mark Binder Craig Chiate Glenn Oratz Scott BrownUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3,10010-29-2013
Christopher S Gaal Jeffrey C HamiltonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$57510-29-2013
James B Axelson Barry F PorterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$55010-29-2013
James E Chiate Anthony D GuinaneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-29-2013
M Scott HarriesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-29-2013
David MandelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$17510-29-2013
Baldwin Naples AssociatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$47001-27-2012
Shawn Shafer James Forsyth Steven MillerUBS Financial Services Inc.Morgan Stanley01-11-2012
Peter WaldronUBS Financial Services Inc.Morgan Stanley$5910-27-2011
Margaret Lech-LoubetUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$54208-04-2011
Brad Benter Ken Abady Steve DeMatteoUBS Financial Services Inc.Morgan Stanley04-26-2011
Next Page »

Showing 1 to 25 of 406 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.